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Elisse B. Walter
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#	Item
11	Microsoft Word - Comment Letter - IM[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-01 09:17:16 Mary Schapiro Registered representative U.S. Securities and Exchange Commission Financial regulation Economy of the United States Government United States securities law Financial Industry Regulatory Authority Elisse B. Walter
12	Testimony Of Elisse B. Walter Senior Executive Vice President Regulatory Policy and Programs Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Security Financial economics Financial regulation Economy of the United States Financial Industry Regulatory Authority Selling away United States securities law First Command Financial Planning Elisse B. Walter
13	August 8, 2011 Commissioner Elisse B. Walter U.S. Securities and Exchange Commission 100 F Street, NE Room 10200 Add to Reading List Source URL: www.msrb.org Language: English - Date: 2011-08-09 06:43:20 United States Securities and Exchange Commission Electronic Municipal Market Access Municipal Securities Rulemaking Board 73rd United States Congress Financial system Stock market U.S. Securities and Exchange Commission Securities Exchange Act Security Financial regulation Financial economics United States securities law
14	May 2, 2013 The Honorable Mary Jo White Chairman U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Add to Reading List Source URL: www.consumer-action.org Language: English - Date: 2013-05-09 14:54:25 Self-regulatory organizations Business Financial Industry Regulatory Authority Finance U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Elisse B. Walter Securities Exchange Act United States securities law Financial regulation Financial economics
15	Teachers Workshop Program Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2010-07-19 17:29:21 Financial regulation Financial Industry Regulatory Authority Government Economy of the United States Commodity Futures Trading Commission Mary Schapiro NYSE Euronext Self-regulatory organizations Elisse B. Walter U.S. Securities and Exchange Commission
16	Microsoft Word - NASD Financial Literacy Hearing Testimony Sept[removed]doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Finance Financial services Registered Investment Advisor Securities Exchange Act Elisse B. Walter Investor education U.S. Securities and Exchange Commission Citigroup Security Financial economics Investment United States securities law
17	V9A 14 October 2, 2003 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 21:27:36 Mary Schapiro Elisse B. Walter U.S. Securities and Exchange Commission Citigroup Financial Industry Regulatory Authority Selling away Economy of the United States New York City New York Stock Exchange
18	Compliance Outreach Program for Broker-Dealers New York, New York June 30, 2014 Agenda Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-06-13 17:44:26 Elisse B. Walter Law Financial Industry Regulatory Authority United States securities law Economy of the United States
19	Recent Speaker Programs The Flash Crash of 2010: What Happened? Greg Berman, Senior Adviser to the Director of Trading and Markets United, SEC Rewriting the Rules for Corporate Boardrooms Roel Campos, Former Commissioner Add to Reading List Source URL: www.law.edu Language: English - Date: 2011-08-30 14:12:08 Financial markets Financial system Finance Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities regulation in the United States Elisse B. Walter Financial regulation Self-regulatory organizations Financial economics United States securities law
20	November 13, 2009 Mary L. Schapiro, Chairman Commissioner Kathleen L. Casey Commissioner Elisse B. Walter Commissioner Luis A. Aguilar Commissioner Troy A. Paredes Add to Reading List Source URL: www.iehn.org Language: English - Date: 2009-11-13 09:37:47 Finance United States corporate law Auditing United States Generally Accepted Accounting Principles Financial markets United States securities law Accountancy Financial Accounting Standards Board Business